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23rd Dec 2019Articles

Securities and Futures Commission (“SFC”) issue statement regarding disclosure and transparency

The Securities and Futures Commission (“SFC”) has recently issued a statement reminding listed companies of their duties of disclosure and transparency, particularly when it comes to the nature and identity of their counterparties to transactions. As part of its on-going drive to tackle market and corporate misconduct, the SFC emphasised the importance of listed issuers […]

27th Nov 2019Articles

The New SRA Standards and Regulations: a StaR is Born

Gavin Irwin and Helen Lavery review the demise of the SRA Handbook On 25th November 2019, the Solicitors Regulation Authority (‘SRA’) Standards and Regulations (‘StaRs’) came into force and replaced the current SRA Handbook. This marked only the fourth change to the Solicitors Code of Conduct in 12 years. The latest changes are designed to […]

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